Missing 'RecordType' enumeration values in the ‘baseTypes-v3-2’ schema

1

The ‘baseTypes-v3-2’ schema has the following element:

xs:element name=“RecordType”>
xs:simpleType>
xs:restriction base=“xs:string”>
xs:enumeration value=“MEMBER”/>
xs:enumeration value=“DIR”/>
xs:enumeration value=“DIRCONTRACT”/>
xs:enumeration value=“DIRINDEM”/>
xs:enumeration value=“SEC”/>
xs:enumeration value=“RESMEET”/>
xs:enumeration value=“DEB”/>
xs:enumeration value=“CHARGEEWNI”/>
xs:enumeration value=“CHARGESC”/>
xs:enumeration value=“OWNSHRPURCH”/>
xs:enumeration value=“OWNSHRCAP”/>
xs:enumeration value=“INVEST”/>
xs:enumeration value=“INTEREST”/>
xs:enumeration value=“LLPMEMBERS”/>
xs:enumeration value=“PSC”/>
xs:restriction>
xs:simpleType>
xs:element>

When electronically filing an AD03 form, the following items may be sent in the XML:

• Historic register of people with significant control
• Historic register of members

As these are not in the ‘RecordType’ element in the ‘baseTypes-v3-2’ schema, could you please provide the XML enumeration values for these items ?

2

You are correct in that historic items are currently missing.

This is one of a number of “post Small Business Act” enhancements still to be actuated.

Discussions are ongoing as to whether we will still develop these elements, as the numbers of companies that will use them are very small, and will not be an issue going forward.

I will update the forum once a decision has been made.

SDN

3

Hi Simon,

Does it remain the position today that changes to the following are not supported on the electronic AD03/LLAD03/AD04/LLAD04?

  • Historic register of people with significant control
  • Historic register of members

Many thanks,
PJ

4

Good morning PJ,

As far as I can recall they are not supported - however, I will check and get back to you.

SDN

5

Yes PJ, these still need to be paper filed.

Thanks
SDN

6

Hi Simon,

Just picking up this previous thread to ask does it still remain the position today that changes to the following are not supported on the electronic AD03/LLAD03/AD04/LLAD04?

  • Historic register of people with significant control
  • Historic register of members

If so, are there any plans to change this?

Many thanks,
PJ

7

Good afternoon PJ,

We have no plans to make these enhancements.

Apologies.

SDN